Broker Guide

What can an unlicensed assistant do in Alabama real estate?

An unlicensed assistant may do administrative and clerical work that does not require real estate judgment: answering phones and setting appointments, submitting listing data to the MLS, delivering documents to lenders and closing attorneys, copying public records, handling keys, placing advertising a licensee has approved, receiving and depositing trust funds, bookkeeping, placing signs, arranging repairs, and making rent collection calls. They may not show property, accompany prospects to a property, negotiate or discuss terms, prepare or discuss listing or property management agreements, or solicit prospects. §34-27-30 and AREC Rule 790-X-1-.04 draw the line, and the qualifying broker is responsible for keeping staff on the right side of it.
Last reviewed August 6, 2026

Permitted: administrative and clerical work

The permitted list is broader than many offices assume. The organizing idea is that the task is mechanical — it does not require interpreting information, exercising real estate judgment, or negotiating.

Prohibited: anything requiring a license

The prohibitions are just as concrete, and each one has been the subject of real complaints.

Edge cases worth training on

Two boundaries generate most of the confusion. First, handing a prospect a key is permitted, but going with them to the property is not — the moment the assistant is at the showing, it starts to look like a showing. Second, answering a question from a pre-printed sheet is permitted, but the follow-up question almost always requires interpretation, and that is where the assistant has to stop and hand off to a licensee.

Rent collection has the same shape: reminding a tenant that rent is due is fine; discussing lease terms is not.

The broker's job

Because the qualifying broker is responsible for compliance, the practical control is to write the permitted and prohibited lists into office policy, cover them during onboarding, and track unlicensed staff separately from licensees on the roster so nobody assumes an assistant can cover a showing.

Frequently asked questions

Can an unlicensed assistant hold an open house?
No. Showing property and accompanying prospects to property require a license. An assistant may hand over a key, but may not conduct or attend the showing in that role.
Can an unlicensed assistant deposit earnest money?
Yes. Receiving and depositing funds held in trust for others, including earnest money and rent, is a permitted administrative task — the qualifying broker remains responsible for the account.
Can an unlicensed assistant write an ad?
Yes, an assistant may write and place advertising, but the content must be reviewed and approved by a licensed individual.
Can an unlicensed assistant answer questions about a listing?
Only where the answer is already available on a pre-printed form. Anything requiring interpretation or specialized knowledge must go to a licensee.

Primary sources

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